Resumes
Resumes
Director Regulatory Compliance
View pageLocation:
Los Angeles, CA
Industry:
Financial Services
Work:
Duff & Phelps
Director Regulatory Compliance
Duff & Phelps May 2013 - Feb 2019
Vice President, Regulatory Compliance
Duff & Phelps May 2013 - Jun 2015
Senior Associate
Ria In A Box Sep 2010 - May 2013
Securities Compliance Consultant
Director Regulatory Compliance
Duff & Phelps May 2013 - Feb 2019
Vice President, Regulatory Compliance
Duff & Phelps May 2013 - Jun 2015
Senior Associate
Ria In A Box Sep 2010 - May 2013
Securities Compliance Consultant
Education:
Fordham University
Bachelors, Bachelor of Arts New York University
Bachelors, Bachelor of Arts New York University
Skills:
Investments
Asset Management
Hedge Funds
Wealth Management
Investment Advisory
Financial Services
Strategic Financial Planning
Due Diligence
Alternative Investments
Valuation
Financial Markets
Compliance
Asset Management
Hedge Funds
Wealth Management
Investment Advisory
Financial Services
Strategic Financial Planning
Due Diligence
Alternative Investments
Valuation
Financial Markets
Compliance
Executive Director And Owner
View pageLocation:
7636 Woodrow Wilson Dr, Los Angeles, CA 90046
Industry:
Education Management
Work:
Opportunities For A Better Tomorrow Feb 2006 - Feb 2010
Teacher
Soccer Shots Los Angeles Feb 2006 - Feb 2010
Executive Director and Owner
Enterprise Fleet Management 2001 - 2004
Staff Accountant
Teacher
Soccer Shots Los Angeles Feb 2006 - Feb 2010
Executive Director and Owner
Enterprise Fleet Management 2001 - 2004
Staff Accountant
Education:
National University 2007 - 2008
University of Southern California 1997 - 2001
Bachelors, Bachelor of Science, Economics Granada Hills Senior High
University of Southern California 1997 - 2001
Bachelors, Bachelor of Science, Economics Granada Hills Senior High