Resumes
Resumes
Managing Regulatory Coordinator
View pageLocation:
47 Sanford Pl, Staten Island, NY 10314
Industry:
Financial Services
Work:
Price Waterhouse Coopers since Jan 2011
Senior Associate
Financial Industry Regulatory Authority (FINRA) Dec 2006 - Jan 2011
Principal Examiner
Oppenheimer & Co. Inc Jun 2005 - Dec 2006
Operations Associate
Joseph Stevens & Company, Inc Aug 2004 - Jun 2005
Account Executive / Registered Rep
Senior Associate
Financial Industry Regulatory Authority (FINRA) Dec 2006 - Jan 2011
Principal Examiner
Oppenheimer & Co. Inc Jun 2005 - Dec 2006
Operations Associate
Joseph Stevens & Company, Inc Aug 2004 - Jun 2005
Account Executive / Registered Rep
Education:
Saint John's University - Peter J. Tobin College of Business 2000 - 2004
Bachelors of Science, Finance
Bachelors of Science, Finance
Skills:
Finance
Auditing
Securities
Analysis
Financial Risk
Equities
Internal Controls
Hedge Funds
Accounting
Financial Services
Management
Series 7
Auditing
Securities
Analysis
Financial Risk
Equities
Internal Controls
Hedge Funds
Accounting
Financial Services
Management
Series 7