Resumes
Resumes
Senior Advertising Compliance Analyst
View pageLocation:
Birmingham, AL
Industry:
Financial Services
Work:
Protective Life
Senior Advertising Compliance Analyst
Nbc Securities, Inc. Jan 2007 - Jul 2010
Registered Principal
Sterne Agee 1998 - 2007
Trade Desk Manager
Senior Advertising Compliance Analyst
Nbc Securities, Inc. Jan 2007 - Jul 2010
Registered Principal
Sterne Agee 1998 - 2007
Trade Desk Manager
Skills:
Securities
Series 7
Equities
Alternative Investments
Financial Analysis
Investment Advisory
Mutual Funds
Trading
Cash Management
Asset Allocation
Portfolio Management
Wealth Management
Finra
Fixed Income
Series 63
Investment Strategies
Series 7
Equities
Alternative Investments
Financial Analysis
Investment Advisory
Mutual Funds
Trading
Cash Management
Asset Allocation
Portfolio Management
Wealth Management
Finra
Fixed Income
Series 63
Investment Strategies
Certifications:
Loma
Airc
Airc