Resumes
Resumes
Senior Investment Advisor
View pageLocation:
New York, NY
Industry:
Financial Services
Work:
Aegis Capital - Greater New York City Area & Boca Raton, Florida since Aug 2012
Senior Vice President of Investments
FCCRA - Albany, New York Area since Dec 2010
Vice President / Director of Financial Affairs
Joseph Gunnar & Co, LLC - Financial District, Manhattan Apr 2010 - Aug 2012
Senior Vice President of Investments
Assent Trading, LLC - New York, New York Jul 2009 - Apr 2010
Head Trader
E*TRADE Financial Dec 2008 - Jul 2009
Active Trader Division
Senior Vice President of Investments
FCCRA - Albany, New York Area since Dec 2010
Vice President / Director of Financial Affairs
Joseph Gunnar & Co, LLC - Financial District, Manhattan Apr 2010 - Aug 2012
Senior Vice President of Investments
Assent Trading, LLC - New York, New York Jul 2009 - Apr 2010
Head Trader
E*TRADE Financial Dec 2008 - Jul 2009
Active Trader Division
Education:
City University of New York-Baruch College - Zicklin School of Business
Skills:
Investments
Equities
Private Equity
Portfolio Management
Trading
Finance
Fixed Income
Series 7
Securities
Wealth Management
Asset Management
Ipo
Capital Markets
Equity Research
Mutual Funds
Series 63
Risk Management
Financial Analysis
Options
Hedge Funds
Venture Capital
Investment Banking
Equities
Private Equity
Portfolio Management
Trading
Finance
Fixed Income
Series 7
Securities
Wealth Management
Asset Management
Ipo
Capital Markets
Equity Research
Mutual Funds
Series 63
Risk Management
Financial Analysis
Options
Hedge Funds
Venture Capital
Investment Banking
Interests:
Helping Others
All Outdoor Activities
Cooking
Reading
All Outdoor Activities
Cooking
Reading
Languages:
English
Spanish
Cantonese
Spanish
Cantonese
Certifications:
Series 7 - General Securities Representative Exam
Series 63 - Uniform Securities Agent State Law Exam
Series 65 - Uniform Investment Advisor Law Exam
Finra - Securities Industry Essentials Examination
License Crd # 5430692
License 5430692
Financial Industry Regulatory Authority (Finra), License Crd # 5430692
Financial Industry Regulatory Authority (Finra), License 5430692
Series 63 - Uniform Securities Agent State Law Exam
Series 65 - Uniform Investment Advisor Law Exam
Finra - Securities Industry Essentials Examination
License Crd # 5430692
License 5430692
Financial Industry Regulatory Authority (Finra), License Crd # 5430692
Financial Industry Regulatory Authority (Finra), License 5430692