Resumes
Resumes
Senior Analyst Advertising Compliance
View pageLocation:
Austin, TX
Industry:
Financial Services
Work:
National Financial Partners since Nov 2010
Compliance Surveillance Analyst
Questrade Oct 2009 - Oct 2010
Compliance Officer
Charles Schwab Feb 2006 - Jan 2008
Operations Mgr
Charles Schwab 2004 - 2006
Operations-Trade Reconciliation
Charles Schwab 2000 - 2004
Operations-Margin Department
Compliance Surveillance Analyst
Questrade Oct 2009 - Oct 2010
Compliance Officer
Charles Schwab Feb 2006 - Jan 2008
Operations Mgr
Charles Schwab 2004 - 2006
Operations-Trade Reconciliation
Charles Schwab 2000 - 2004
Operations-Margin Department
Education:
Saint Leo University 2001 - 2003
Skills:
Securities
Series 7
Series 24
Series 63
Mutual Funds
Series 7
Series 24
Series 63
Mutual Funds